Client information
General Information
Welcome to KBC Financial Products UK Limited's ("FPUK") client information web page. This web page contains important client documentation and information for professional clients, as defined by the Rules of the Financial Services Authority ("FSA"). The documentation and information contained on this web page is not directed to retail clients, as defined by FSA Rules. Please note that FPUK does not deal with retail clients.
The Markets in Financial Instruments Directive ("MiFID")
MiFID comes into effect on 1 November 2007 and replaces the Investment Services Directive. It essentially introduces a single regulatory regime for the provision of investment services across the European Economic Area. As a result of MiFID, our regulator, the FSA, will introduce a new set of Conduct of Business Rules that UK investment firms will have to comply with from 1 November 2007.
- Terms of business
- Conflicts of interest policy
- Order execution policy
- Execution venues
- Client Consent Form
